-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MouvdAurPchlGvTBfLIAOyDL7MXR9tvWk6FreB6EqaqxcLYbZ/Uhjx9KOBYR4hhe 7jufI0ZO79QQUtzNkn7bcQ== 0000950152-02-000980.txt : 20020414 0000950152-02-000980.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950152-02-000980 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020212 GROUP MEMBERS: VINCENT D. PETTINELLI, TRUSTEE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RES CARE INC /KY/ CENTRAL INDEX KEY: 0000776325 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-NURSING & PERSONAL CARE FACILITIES [8050] IRS NUMBER: 610875371 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43388 FILM NUMBER: 02538299 BUSINESS ADDRESS: STREET 1: 10140 LINN STATION RD CITY: LOUISVILLE STATE: KY ZIP: 40223 BUSINESS PHONE: 5023942100 MAIL ADDRESS: STREET 1: 10140 LINN STATION RD CITY: LOUISVILLE STATE: KY ZIP: 40223 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PETTINELLI VINCENT D CENTRAL INDEX KEY: 0001090131 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 5943 MACEWEN CT CITY: DUBLIN STATE: OH ZIP: 43017 BUSINESS PHONE: 6142271976 MAIL ADDRESS: STREET 1: 5943 MACEWEN CT CITY: DUBLIN STATE: OH ZIP: 43017 SC 13G/A 1 l92580csc13ga.txt RES-CARE/VINCENT D. PETTINELLI SCHEDULE 13G/AMEND UNITED STATES SECURITIES EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (AMENDMENT NO. 2) RES-CARE, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 760943100 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2001 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which the schedule is filed: ( ) Rule 13d-1(b) (X) Rule 13d-1(c) ( ) Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------------------------------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Vincent D. Pettinelli, Trustee of the 1989 Declaration of Trust of Vincent D. Pettinelli - -------------------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (X) (b) ( ) - -------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States Citizen - -------------------------------------------------------------------------------------------------------------------- Number of 5. SOLE VOTING POWER Shares 1,402,466 ------------------------------------------------------------------------------- Beneficially 6. SHARED VOTING POWER Owned By 0 ------------------------------------------------------------------------------- Each 7. SOLE DISPOSITIVE POWER Reporting 1,402,466 ------------------------------------------------------------------------------- Person 8. SHARED DISPOSITIVE POWER With 0 ------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,402,466 - -------------------------------------------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES SHARES* (X) Excludes shares held by a trust of which Mr. Pettinelli's wife is trustee and beneficiary. - -------------------------------------------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.8% - -------------------------------------------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILING OUT!
- -------------------------------------------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Vincent D. Pettinelli - -------------------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (X) (b) ( ) - -------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States Citizen - -------------------------------------------------------------------------------------------------------------------- Number of 5. SOLE VOTING POWER Shares 164,538 ------------------------------------------------------------------------------- Beneficially 6. SHARED VOTING POWER Owned By 0 ------------------------------------------------------------------------------- Each 7. SOLE DISPOSITIVE POWER Reporting 164,538 ------------------------------------------------------------------------------- Person 8. SHARED DISPOSITIVE POWER With 0 ------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 164,538 - -------------------------------------------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES SHARES* (X) Excludes shares held by a trust of which Mr. Pettinelli's wife is trustee and beneficiary. - -------------------------------------------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) Less than 1% - -------------------------------------------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILING OUT!
SCHEDULE 13G - TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b) OR 13d-2(b) Item 1(a). Name of Issuer: Res-Care, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 10140 Linn Station Road Louisville, KY 40223 Item 2(a). Name of Person Filing: Vincent D. Pettinelli, Trustee of the 1989 Declaration of Trust of Vincent D. Pettinelli on behalf of a group consisting of Vincent D. Pettinelli and Vincent D. Pettinelli, Trustee of the 1989 Declaration of Trust of Vincent D. Pettinelli Item 2(b). Address or Principal Business Office or, if None, Residence: 5943 Macewen Court Dublin, OH 43017 Item 2(c). Citizenship: United States Citizen Item 2(d). Title Class of Securities: Common Stock Item 2(e). CUSIP Number: 760943100 Item 3. Filing Pursuant to Rules 13d-1(b) or 13d-2(b): Not applicable. Item 4. Ownership: (a) Amount Beneficially Owned: Vincent D. Pettinelli, 1,402,466 Trustee of 1989 Trust of Vincent D. Pettinelli Vincent D. Pettinelli 164,538 (b) Percent of Class: Vincent D. Pettinelli, 5.8% Trustee of 1989 Trust of Vincent D. Pettinelli Vincent D. Pettinelli Less than 1% (c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: Vincent D. Pettinelli, 1,402,466 Trustee of 1989 Trust of Vincent D. Pettinelli Vincent D. Pettinelli 164,538 (ii) shared power to vote or to direct the vote: Vincent D. Pettinelli, 0 Trustee of 1989 Trust of Vincent D. Pettinelli Vincent D. Pettinelli 0 (iii) sole power to dispose or to direct the disposition Vincent D. Pettinelli, 1,402,466 of: Trustee of 1989 Trust of Vincent D. Pettinelli Vincent D. Pettinelli 164,538 (iv) shared power to dispose or to direct the disposition Vincent D. Pettinelli, 0 of: Trustee of 1989 Trust of Vincent D. Pettinelli Vincent D. Pettinelli 0 Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of more than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. See attached Exhibit A and Exhibit B. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant with or as a participant in any transaction having that purpose or effect.
Signature - --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 5, 2002 ----------------------------------------------- Date /S/ Vincent D. Pettinelli ----------------------------------------------- Signature Vincent D. Pettinelli, Trustee of the 1989 Declaration of Trust of Vincent D. Pettinelli ----------------------------------------------- Name/Title EXHIBIT A --------- Vincent D. Pettinelli, Trustee of the 1989 Declaration of Trust of Vincent D. Pettinelli Vincent D. Pettinelli EXHIBIT B --------- RULE 13d-1(e) AGREEMENT The undersigned persons on this 5th day of February, 2002, agree and consent to the joint filing on their behalf of this Schedule 13G in connection with their beneficial ownership of the common stock of Res-Care, Inc. at December 31, 2001. /S/ Vincent D. Pettinelli -------------------------------------------------------- Vincent D. Pettinelli, Trustee of the 1989 Declaration of Trust of Vincent D. Pettinelli /S/ Vincent D. Pettinelli -------------------------------------------------------- Vincent D. Pettinelli -----END PRIVACY-ENHANCED MESSAGE-----